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Benjamin R. Tegeler
GINERIS WEALTH MANAGEMENT
DYER, IN 46311
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CRD#: 7443650
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Professional summary
Benjamin Reid Tegeler, who also goes by Ben Reid Tegeler, is a registered financial advisor currently at GINERIS WEALTH MANAGEMENT located in Dyer, Indiana and OSAIC WEALTH, INC. located in Morrison, Illinois.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Reid Tegeler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.GINERIS WEALTH MANAGEMENT POSITION: Financial Planner NATURE: The sale of outside fixed insurance products both life insurance and annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/22/2023 ADDRESS: 225 E Main St, Morrison IL 61270, United States DESCRIPTION: I will be selling life insurance and annuity products as part of my financial planning services. 2. GINERIS WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Independent registered investment advisory firm. LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/30/2023 ADDRESS: 225 E Main St, Morrison IL 61270, United States DESCRIPTION: Part of an independent RIA. This will contribute to my work and will be coinciding as my work as a registered representative.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Reid Tegeler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2024 - Present
GINERIS WEALTH MANAGEMENT
Office #1: 2005 Hart Street, Dyer, IN 46311Office #2: 225 East Main Street, Morrison, IL 61270RIA
CRD#: 295095
DYER, IN
Current
January 22, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 225 E Main Street, Morrison, IL 61270RIA
BD
CRD#: 23131
MORRISON, IL
Past
July 3, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MORRISON, IL
Past
March 18, 2022 - June 30, 2023
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
Morrison, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/28/2024)
RR
Florida(4/11/2024)
RR
Illinois(4/2/2024)
IAR
Illinois(4/23/2024)
IAR
Indiana(1/24/2024)
RR
Indiana(3/1/2024)
RR
Iowa(3/27/2024)
IAR
Iowa(4/19/2024)
RR
Maryland(4/12/2024)
RR
Mississippi(1/22/2024)
RR
Texas(7/24/2024)
RR
Virginia(3/28/2024)
RR
Wisconsin(11/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/18/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GINERIS WEALTH MANAGEMENT
GINERIS WEALTH MANAGEMENT | GINERIS WEALTH MANAGEMENT, LLC | GINERIS WEALTH MANAGEMENT LLC
CRD#: 295095 / SEC#:
Florida
Registered Investment Advisory firm - (2/4/2020 Approved)Illinois
Registered Investment Advisory firm - (5/11/2018 Approved)Indiana
Registered Investment Advisory firm - (5/14/2018 Approved)Iowa
Registered Investment Advisory firm - (3/4/2024 Approved)Texas
Registered Investment Advisory firm - (4/30/2018 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (11/11/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2005 Hart Street, Dyer, IN 46311
Mailing Address
Phone number
(219) 359-4205
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 72,464,447 |
Red Flags
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Company Information
GINERIS WEALTH MANAGEMENT
CRD#: 295095Dyer, IN 46311TRUST BUT VERIFY
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