JV
James K. Veillon
J. HAGAN CAPITAL
LAFAYETTE, LA 70503
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CRD#: 7443571
JV
Professional summary
James Kevin Taylor Veillon, who also goes by James Veillon, is a registered financial advisor currently at J. HAGAN CAPITAL, INC. located in Lafayette, Louisiana.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Veillon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Kevin Taylor Veillon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2024 - Present
J. HAGAN CAPITAL, INC.
Office #1: 1011 Coolidge Street, Lafayette, LA 70503RIA
CRD#: 168467
LAFAYETTE, LA
Past
April 16, 2024 - June 4, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LAFAYETTE, LA
Past
April 15, 2024 - June 4, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LAFAYETTE, LA
Past
March 10, 2022 - April 5, 2024
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
J. HAGAN CAPITAL, INC.
HERVEST | J. HAGAN, WARREN & ASSOCIATES WEALTH ADVISORS LLC | J. HAGAN WARREN CAPITAL PARTNERS LIMITED | J. HAGAN CAPITAL, INC. | J. HAGAN & WARREN
CRD#: 168467 / SEC#: 801-121718
RIA
Registered Investment Advisory firm - (7/9/2021 Approved)Indiana
Registered Investment Advisory firm - (7/19/2021 Terminated)Kentucky
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/10/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
JH
J. HAGAN CAPITAL, INC.
HERVEST | J. HAGAN, WARREN & ASSOCIATES WEALTH ADVISORS LLC | J. HAGAN WARREN CAPITAL PARTNERS LIMITED | J. HAGAN CAPITAL, INC. | J. HAGAN & WARREN
CRD#: 168467 / SEC#: 801-121718
RIA
Registered Investment Advisory firm - (7/9/2021 Approved)Indiana
Registered Investment Advisory firm - (7/19/2021 Terminated)Kentucky
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8311 Shelbyville Road, Louisville, KY 40222
Mailing Address
Phone number
(502) 690-5635
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,042 |
| AUM (Assets Under Management) | $ 260,883,940 |
Red Flags
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Company Information
J. HAGAN CAPITAL, INC.
CRD#: 168467Lafayette, LA 70503TRUST BUT VERIFY
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