Brandon Christensen
Professional summary
Brandon Christensen is a registered financial professional currently at WELLS FARGO CLEARING SERVICES, LLC located in Salt Lake City, Utah and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in St. Louis, Missouri.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2021. Brandon has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Christensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2021 - Present
WELLS FARGO CLEARING SERVICES, LLC
Office #1: 5201 Amelia Earhart Dr 2nd & 3rd Fls [wt & Cst], Salt Lake City, UT 84116June 12, 2025 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: One North Jefferson Avenue H0004-05c, St. Louis, MO 63103Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/6/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(6/28/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
(7/5/2022)
Exams
Series 7TO
Date: 11/4/2021
General Securities Representative ExaminationCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Salt Lake City, UT 84116TRUST BUT VERIFY
Monitor Brandon Christensen
Get automatic monthly alerts on: