John F. Mccarthy

BASIS POINT INVESTMENTS

San Diego, CA

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CRD#: 7442435

Professional summary

John F Mccarthy, who also goes by John Mccarthy, is a registered financial advisor currently at BASIS POINT INVESTMENTS located in San Diego, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Description of Business: Sales & Marketing (Manufacturer's Representative) - business is not investment-related. Name and Address: McCarthy MRO, Inc. 5355 El Noche Way San Diego, CA 92124 Nature of Business: Sales & Marketing (manufacturer's representative). Business is NOT investment-related. Title: President Start date: 06/2007 Hours devoted to other business: 80 hours per month Hours devoted to other business during trading hours: 80 hours per month Duties: provide sales & marketing for manufacturer's & distributors of MRO-related product (Maintenance, Repair & Operations).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John F Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2025 - Present

BASIS POINT INVESTMENTS

RIA

CRD#: 316854

San Diego, CA

Past

September 1, 2022 - December 31, 2024

BASIS POINT INVESTMENTS

RIA

CRD#: 316854

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/10/2025)

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Exams

State Security Law Exam

Series 63

Date: 9/3/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/13/2021

Uniform Investment Adviser Law Examination

Current Firm

BASIS POINT INVESTMENTS

BASIS POINT INVESTMENTS | MCCARTHY, JOHN, F

CRD#: 316854 / SEC#:

California

Registered Investment Advisory firm - (1/10/2025 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

Phone number

(619) 823-7247

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Mccarthy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John F Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASIS POINT INVESTMENTS

BASIS POINT INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/3/2021

Series 65

Date: 8/13/2021

Current Firm

BASIS POINT INVESTMENTS

Contact information

Documents

Red Flags

Company Information

BASIS POINT INVESTMENTS

TRUST BUT VERIFY

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