Pamela S. Helfer

FAIRWAY INVESTMENT GROUP

MT. PLEASANT, MI

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CRD#: 7442406

Professional summary

Pamela Sue Helfer, who also goes by Pamela Sue Fockler, Pam S Helfer, is a registered financial advisor currently at FAIRWAY INVESTMENT GROUP, LLC located in Mt. Pleasant, Michigan and PARADIGM EQUITIES, INC. located in East Lansing, Michigan.

Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Pamela has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Sue Fockler | Pam S Helfer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEA FINANCIAL SERVICES; 1216 KENDALE BLVD, E. LANSING, MI 48823; BEGAN 10/2021; MEA FINANCIAL SERVICES REPRESENTATIVE; HRS VARY; NO SALARY UNTIL HIRED; INSURANCE REPRESENTATIVE WITH THE POSSIBILITY TO SELL LIFE, LTC AND IF LICENSED PROPERTY & CASUALTY INSURANCE; NON-INVESTMENT RELATED. 2) FAIRWAY INVESTMENT GROUP, LLC; 1216 KENDALE BLVD., E. LANSING, MI 48823. BEGAN 5/2/25; IAR; 40 HRS/WK; % OF ASSETS UNDER MANAGEMENT; DEVELOP INVESTMENT PORTFOLIOS, COMPLETE ANNUAL REVIEWS WITH CLIENTS, PROCESS RMD AND ACH REQUESTS, AND PERFORM ACCOUNT MAINTENANCE. 3) MOUNT PLEASANT PUBLIC SCHOOLS; NON-INVESTMENT RELATED; 720 N KINNEY, MT. PLEASANT, MI 48858; SUBSTITUTE TEACHER; BEGAN 9/2025; 42 - 70 HOURS/MONTH; SUBSTITUTE TEACH IN VARIOUS CLASSROOMS FOR 6TH - 12TH GRADE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Sue Helfer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2024 - Present

FAIRWAY INVESTMENT GROUP, LLC

RIA

CRD#: 149034

MT. PLEASANT, MI

Current

July 26, 2022 - Present

PARADIGM EQUITIES, INC.

Office #1: 1216 Kendale Blvd, East Lansing, MI 48823

CRD#: 31990

East Lansing, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(1/24/2024)

IAR

Michigan
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/26/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/26/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FAIRWAY INVESTMENT GROUP, LLC

FAIRWAY INVESTMENT GROUP, LLC | FAIRWAY WEALTH MANAGEMENT

CRD#: 149034 / SEC#:

Michigan

Registered Investment Advisory firm - (7/1/2009 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1216 Kendale Blvd., East Lansing, MI 48823

Mailing Address

Phone number

(800) 292-1950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 69,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pamela S. Helfer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Sue Helfer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIRWAY INVESTMENT GROUP, LLC

PARADIGM EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2024

Series 7TO

Date: 7/26/2022

SIE

Date: 8/26/2021

FINRA

Current Firm

FAIRWAY INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIRWAY INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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