Zachary C. Miller

UPSTREAM FINANCIAL ADVISORS LLC

Waconia, MN

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CRD#: 7442404

Professional summary

Zachary Callahan Miller, CFP®, who also goes by Zachary C Miller, is a registered financial advisor currently at UPSTREAM FINANCIAL ADVISORS LLC located in Waconia, Minnesota.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Zachary has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zachary C Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) UPSTREAM FINANCIAL ADVISORS LLC POSITION: President NATURE: Financial Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 1134 Fieldgate Rd, Waconia MN 55387, United States DESCRIPTION: Sole owner - Financial Advisory practice - Inactive LLC at time of filing,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Callahan Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 3, 2024 - Present

UPSTREAM FINANCIAL ADVISORS LLC

RIA

CRD#: 329292

Waconia, MN

Past

September 24, 2021 - April 22, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Waconia, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/3/2024)

IAR

Texas
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

UPSTREAM FINANCIAL ADVISORS LLC

CRD#: 329292 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/2/2024 Approved)

Texas

Registered Investment Advisory firm - (4/30/2025 Conditional Restricted)

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Contact information

Main Address

Victoria, MN

Mailing Address

Phone number

(612) 429-6092

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 7,350,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary C. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Callahan Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

UPSTREAM FINANCIAL ADVISORS LLC

AVANTAX ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Current Firm

UPSTREAM FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UPSTREAM FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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