Francis Anello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Anello, who also goes by Frank Anello, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 2021. Francis had worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2021 - January 20, 2022
DARWIN WEALTH MANAGEMENT
Primary Firm SEC Registration
DARWIN WEALTH MANAGEMENT
CRD#: 166585 / SEC#: 801-80103
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DARWIN WEALTH MANAGEMENT
CRD#: 166585 / SEC#: 801-80103
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,650 |
| AUM (Assets Under Management) | $ 617,322,592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
