Delis Rubio

CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

FIDELITY BROKERAGE SERVICES LLCCurrent·CRD# 7784

BD

900 Salem Street, Smithfield, RI 02917

April 7, 2026 - Present

Past

ALLIANCE-ONE INVESTMENTS, LLCPast·CRD# 286025

BD

Tulsa, OK

June 12, 2023 - March 6, 2026

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784

BD

Jacksonville, FL

January 28, 2022 - September 16, 2022

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

Customer Relationship Summary (CRS / FINRA)

Current Firm

FB

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: 8-23292

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	MEMBER	—
BRANDNER, CLINT RYAN	CHIEF OPERATIONS OFFICER	7209362
CENATIEMPO, PHILIP J	HEAD OF STRATEGY, PLANNING & ADVICE	4809405
DYER, JANET MARIE	CO - CHIEF COMPLIANCE OFFICER	3186352
KRUGMAN, JOSHUA D	HEAD OF BROKERAGE PRODUCT & OFFERINGS	4461267
MASCIALINO, ROBERT RAYMOND	PRESIDENT/CEO/DIRECTOR	2078086
MCLAUGHLIN, KEVIN MICHAEL	CHIEF FINANCIAL OFFICER	5392417
MERKEN, GAIL RACHEL	CHIEF COMPLIANCE OFFICER	5546717
PETERSON, PAUL DAVID	HEAD OF INVESTMENT ADVISOR GROUP	2387115
RICHARD, STEPHEN R	HEAD OF FIDELITY INSTITUTIONAL WEALTH MANAGEMENT SERVICES	3113456
STURDY, CHARLES HANCOCK	SECRETARY AND GENERAL COUNSEL	—

Disclosures

Regulatory Event

24

Arbitration

131

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/5/2026)

RR

Alaska
(5/5/2026)

RR

Arizona
(5/5/2026)

RR

Arkansas
(5/5/2026)

RR

California
(5/5/2026)

RR

Colorado
(5/5/2026)

RR

Connecticut
(5/5/2026)

RR

Delaware
(5/5/2026)

RR

District of Columbia
(5/5/2026)

RR

Florida
(4/7/2026)

RR

Georgia
(5/5/2026)

RR

Hawaii
(5/5/2026)

RR

Idaho
(5/5/2026)

RR

Illinois
(5/5/2026)

RR

Indiana
(5/5/2026)

RR

Iowa
(5/5/2026)

RR

Kansas
(5/5/2026)

RR

Kentucky
(5/5/2026)

RR

Louisiana
(5/5/2026)

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Maine
(5/5/2026)

RR

Maryland
(5/5/2026)

RR

Massachusetts
(5/5/2026)

RR

Michigan
(5/5/2026)

RR

Minnesota
(5/5/2026)

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Mississippi
(5/5/2026)

RR

Missouri
(5/5/2026)

RR

Montana
(5/5/2026)

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Nebraska
(5/5/2026)

RR

Nevada
(5/5/2026)

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New Hampshire
(5/5/2026)

RR

New Jersey
(5/5/2026)

RR

New Mexico
(5/5/2026)

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New York
(5/5/2026)

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North Carolina
(5/5/2026)

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North Dakota
(5/5/2026)

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Ohio
(5/5/2026)

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Oklahoma
(5/5/2026)

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Oregon
(5/5/2026)

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Pennsylvania
(5/5/2026)

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Puerto Rico
(5/5/2026)

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Rhode Island
(5/5/2026)

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South Carolina
(5/5/2026)

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South Dakota
(5/5/2026)

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Tennessee
(5/5/2026)

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Texas
(5/5/2026)

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Utah
(5/5/2026)

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Vermont
(5/5/2026)

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Virgin Islands
(5/5/2026)

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Virginia
(5/5/2026)

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Washington
(5/5/2026)

RR

West Virginia
(5/5/2026)

RR

Wisconsin
(5/5/2026)

RR

Wyoming
(5/5/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

New York Stock Exchange

SRO Registrations

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Delis Rubio's CRS (Customer Relationship Summary).

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CITIZENS SECURITIES, INC.

WARWICK, RI · CRD#