Adam S. Hicks
Professional summary
Adam Scott Hicks, CFP®, who also goes by Adam Scott Hicks, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Reno, Nevada.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Scott Hicks's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
June 8, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
May 5, 2022 - May 15, 2025
FULCRUM CAPITAL, LLC
January 24, 2022 - April 14, 2022
TCI WEALTH ADVISORS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2025)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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