SV
Srinivas Vaidya
ALPHAPLUS WEALTH MANAGEMENT LLC
Vienna, VA
Some features on this profile are disabled
CRD#: 7441273
SV
Professional summary
Srinivas Vaidya is a registered financial advisor currently at ALPHAPLUS WEALTH MANAGEMENT LLC located in Vienna, Virginia.
Srinivas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Srinivas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Navy Federal Credit Union; non-investment related; 820 Follin Lane, Vienna, Virginia; Credit Union; software engineer; employee; start date - 11/2007; approximately 40 hours per week; 4-8 hours during trading hours; working in IT as software engineer
CRS (Client Relationship Summary) - RIA
Click below to view Srinivas Vaidya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2022 - Present
ALPHAPLUS WEALTH MANAGEMENT LLC
RIA
CRD#: 316620
Vienna, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(1/3/2022)
Current Firm
AW
ALPHAPLUS WEALTH MANAGEMENT LLC
ALPHAPLUS WEALTH MANAGEMENT | ALPHAPLUS WEALTH MANAGEMENT LLC
CRD#: 316620 / SEC#:
Virginia
Registered Investment Advisory firm - (1/3/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Vienna, VA
Mailing Address
Phone number
(703) 732-7090
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 11,400,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
