Sylvanna H. Asia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvanna Hernandez Asia was a registered financial professional .
Sylvanna is a previously registered financial professional and started their career in finance in 2021. Sylvanna had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2021 - April 12, 2022
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
CRD#: 162313 / SEC#: 801-75541
State Registrations and Notice Filings
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Exams
Current Firm
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
CRD#: 162313 / SEC#: 801-75541
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 105,480,600 |
Red Flags
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