CR
Caitlynn R. Rendon
KESTRA ADVISORY SERVICES
Hamlton, NJ 08691
Some features on this profile are disabled
CRD#: 7440769
CR
Professional summary
Caitlynn Rebecca Rendon is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hamlton, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Hamlton, New Jersey.
Caitlynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Caitlynn has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
New Century Investor Services. Investment Related. Cranbury, NJ 08512. Nature of Business: RIA. Position: Senior Financial Consultant. Start Date: 09/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. New Century Investor Services. Not Investment Related. Cranbury, NJ 08512. Nature of Business: Fixed Insurance Sales. 09/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Bus Name: NEW CENTURY INVESTOR SERVICES POSITION: Senior Financial Consultant NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/18/2023 ADDRESS: 1249 South River Road, Suite 201, Cranbury NJ 08512 DESCRIPTION: Provide personalized financial advise to clients Bus Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/18/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: providing financial advise to clients Bus Name: MCMASTER-CARR POSITION: Text Contact Center Representative NATURE: Customer Service INVESTMENT RELATED: No, # OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/20/2025 ADDRESS: 200 New Canton Way, Robbinsville Twp NJ 08691, United States DESCRIPTION: I will be part time customer service tasks via email. Bus Name: NEW CENTURY TAX & ACCOUNTING LLC POSITION: Tax Preparer NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No, # OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2025 ADDRESS: 1249 S River Rd, Cranbury NJ 08512, United States DESCRIPTION: I will be assisting in tax preparation activities.
CRS (Client Relationship Summary) - RIA
Click below to view Caitlynn Rebecca Rendon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1000 Waterview Drive Suite 202, Hamlton, NJ 08691RIA
CRD#: 283330
Hamlton, NJ
Current
September 22, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1000 Waterview Drive Suite 202, Hamlton, NJ 08691BD
CRD#: 42046
Hamlton, NJ
Past
March 29, 2022 - September 4, 2023
TRINITY WEALTH SECURITIES, L.L.C.
BD
CRD#: 104348
Philadelphia, PA
Past
September 16, 2021 - September 4, 2023
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Philadelphia, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(10/27/2023)
RR
New Jersey(9/22/2023)
IAR
New Jersey(9/25/2023)
RR
New York(11/28/2023)
RR
Pennsylvania(9/22/2023)
IAR
Pennsylvania(9/22/2023)
RR
South Carolina(11/28/2023)
RR
Virginia(10/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/29/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Hamlton, NJ 08691TRUST BUT VERIFY
Monitor Caitlynn Rendon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
