Daniel T. Mccaslin
SNOWBALL WEALTH MANAGEMENT
Boulder, CO 80301
Some features on this profile are disabled
CRD#: 7440269
Professional summary
Daniel Thomas Mccaslin, CFP® is a registered financial advisor currently at SNOWBALL WEALTH MANAGEMENT located in Boulder, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Thomas Mccaslin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 14, 2021 - Present
SNOWBALL WEALTH MANAGEMENT
Office #1: 3445 Penrose Place Suite 130, Boulder, CO 80301RIA
CRD#: 137419
Boulder, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SNOWBALL WEALTH MANAGEMENT
SNOWBALL WEALTH MANAGEMENT | TNL ASSET MANAGEMENT LLC
CRD#: 137419 / SEC#: 801-130346
RIA
Registered Investment Advisory firm - (5/24/2024 Approved)Arizona
Registered Investment Advisory firm - (11/11/2024 Terminated)California
Registered Investment Advisory firm - (12/11/2024 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2024 Terminated)Illinois
Registered Investment Advisory firm - (11/11/2024 Terminated)Texas
Registered Investment Advisory firm - (11/11/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/30/2022)
IAR
California(11/9/2022)
IAR
Colorado(9/14/2021)
IAR
Illinois(9/14/2021)
IAR
Texas(9/14/2021)
Exams
Current Firm
SW
SNOWBALL WEALTH MANAGEMENT
SNOWBALL WEALTH MANAGEMENT | TNL ASSET MANAGEMENT LLC
CRD#: 137419 / SEC#: 801-130346
RIA
Registered Investment Advisory firm - (5/24/2024 Approved)Arizona
Registered Investment Advisory firm - (11/11/2024 Terminated)California
Registered Investment Advisory firm - (12/11/2024 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2024 Terminated)Illinois
Registered Investment Advisory firm - (11/11/2024 Terminated)Texas
Registered Investment Advisory firm - (11/11/2024 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3445 Penrose Place Suite 130, Boulder, CO 80301
Mailing Address
Phone number
(303) 666-6292
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 139,304,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
