TB
Timothy J. Batog
SYKES FINANCIAL SERVICES
Lake Oswego, OR
Some features on this profile are disabled
CRD#: 7440267
TB
Professional summary
Timothy Joseph Batog is a registered financial advisor currently at SYKES FINANCIAL SERVICES located in Lake Oswego, Oregon.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Timothy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I work part-time as a freelance gardener and landscape designer, using my own name and home address. Hours vary seasonally but generally about 5-10 hours a week, usually on the weekends. I have been doing this kind of work since 2003.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Batog's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2021 - Present
SYKES FINANCIAL SERVICES
RIA
CRD#: 155354
Lake Oswego, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(10/21/2021)
Current Firm
SF
SYKES FINANCIAL SERVICES
BROKERED BENEFITS, INC. | SYKES FINANCIAL SERVICES
CRD#: 155354 / SEC#:
Oregon
Registered Investment Advisory firm - (9/15/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Portland, OR
Mailing Address
Po Box 20536, Portland, OR 97294
Phone number
(971) 570-2174
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 30,649,964 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
