Jacob A. Stinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Andrew Stinson, who also goes by Jacob A Stinson, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2021. Jacob had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2025 - May 14, 2026
OXFORD WEALTH GROUP, LLC
May 12, 2023 - February 4, 2025
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY
February 19, 2023 - May 23, 2023
PROXY WEALTH ADVISORS LLC
December 14, 2021 - January 31, 2023
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2021 - January 31, 2023
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
OXFORD WEALTH GROUP, LLC
CRD#: 319561 / SEC#: 801-124718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2021
General Securities Representative ExaminationCurrent Firm
OXFORD WEALTH GROUP, LLC
CRD#: 319561 / SEC#: 801-124718
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 235,855,871 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
