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NK

Nikhil A. Karavattuveetil

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CRD#: 7439388
NK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nikhil Abraham Karavattuveetil, who also goes by Nikhil Karavattuveetil, was a registered financial professional .

Nikhil is a previously registered financial professional and started their career in finance in 2021. Nikhil had worked at 2 firms and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nikhil Karavattuveetil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 21, 2023 - March 18, 2024

GELBER SECURITIES, LLC

BD
CRD#: 18367
CHICAGO, IL
Past

November 11, 2021 - February 8, 2023

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 11/11/2021
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 7/16/2021
Securities Industry Essentials Examination

Current Firm

GS
GELBER SECURITIES, LLC
GELBER SECURITIES INC. | GELBER SECURITIES, LLC

CRD#: 18367 / SEC#: , 8-36696

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
350 N.orleans St S10000, Chicago, IL 60654
Mailing Address
350 North Orleans St S10000, Chicago, IL 60654
Phone number
(312) 408-4354
Established
Delaware since 12/31/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GELBER GROUP, LLCDELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER
COFFEY, PATRICK JOSEPHCHIEF OPERATING OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER7262848
DUNSKY, LISA ANNCHIEF LEGAL OFFICER
GELBER, BRIAN ROGERCHIEF EXECUTIVE OFFICER839297
HAZE, DANIEL MCHIEF COMPLIANCE OFFICER7393008
HILBURGER, JAMES ROBERTCHIEF FINANCIAL OFFICER/ PRINCIPAL FINANCIAL OFFICER4570079
LONTEEN, CHRISTIAN MATTHEWMANAGING DIRECTOR OF TRADING5793881
MAHLER, MATTHEW CARLPRESIDENT/PRINCIPAL OPTIONS OFFICER4987267

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GELBER SECURITIES, LLC

CRD#: 18367

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