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Brian Owen
TEAM WEALTH & TAX ADVISORS
Temecula, CA 92591
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CRD#: 7438903
BO
Professional summary
Brian Owen is a registered financial advisor currently at TEAM WEALTH & TAX ADVISORS located in Temecula, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CLIENT SENSE CONSULTING; NOT INV RELATED; OWNER/MANAGER - INFORMATION TECHNOLOGY CONSULTING; MURRIETA, CA; START 3/2012; APPROX 10% OF TIME SPENT IN THIS PRACTICE.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Owen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2021 - Present
TEAM WEALTH & TAX ADVISORS
Office #1: 40395 Winchester Road Suite A, Temecula, CA 92591RIA
CRD#: 309411
Temecula, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/17/2021)
IAR
Texas(10/28/2021)
Current Firm
TW
TEAM WEALTH & TAX ADVISORS
TEAM FINANCIAL & INSURANCE SERVICES | TEAM WEALTH & TAX ADVISORS | TEAM FINANCIAL GROUP, LLC
CRD#: 309411 / SEC#: 801-127441
RIA
Registered Investment Advisory firm - (3/10/2023 Approved)California
Registered Investment Advisory firm - (4/19/2023 Terminated)Florida
Registered Investment Advisory firm - (3/20/2023 Terminated)Idaho
Registered Investment Advisory firm - (3/20/2023 Terminated)Texas
Registered Investment Advisory firm - (3/20/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40395 Winchester Road Suite A, Temecula, CA 92591
Mailing Address
Phone number
(951) 308-6444
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 754 |
| AUM (Assets Under Management) | $ 185,822,369 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
