Navin H. Basran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Navin Harbhajan Singh Basran, who also goes by Harbhajan Singh Navin Basran, was a registered financial professional .
Navin is a previously registered financial professional and started their career in finance in 2021. Navin had worked at 2 firms and has passed the Series 63, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2023 - January 22, 2024
HAYWOOD SECURITIES (USA) INC.
November 2, 2021 - January 16, 2023
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/28/2021
General Securities Representative ExaminationCurrent Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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