RF
Raquel Forman
LIFESPAN FINANCIAL STRATEGIES
Weston, FL 33326
Some features on this profile are disabled
CRD#: 7437570
RF
Professional summary
Raquel Forman is a registered financial advisor currently at LIFESPAN FINANCIAL STRATEGIES, INC. located in Weston, Florida.
Raquel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Raquel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Raquel Forman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2023 - Present
LIFESPAN FINANCIAL STRATEGIES, INC.
Office #1: 1655 North Commerce Parkway Suite 203, Weston, FL 33326RIA
CRD#: 119800
Weston, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LIFESPAN FINANCIAL STRATEGIES, INC.
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)Florida
Registered Investment Advisory firm - (6/7/2024 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/21/2023)
Current Firm
LF
LIFESPAN FINANCIAL STRATEGIES, INC.
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800 / SEC#: 801-128580
RIA
Registered Investment Advisory firm - (8/16/2023 Approved)Florida
Registered Investment Advisory firm - (6/7/2024 Terminated)Georgia
Registered Investment Advisory firm - (9/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1655 North Commerce Parkway Suite 203, Weston, FL 33326
Mailing Address
304 Indian Trace, Suite 264, Weston, FL 33326
Phone number
(954) 385-7812
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,061 |
| AUM (Assets Under Management) | $ 304,768,048 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFESPAN FINANCIAL STRATEGIES, INC.
CRD#: 119800Weston, FL 33326TRUST BUT VERIFY
Monitor Raquel Forman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
