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Frederick Sprunger

CRD# 7437485·Registered 2022 - 2025
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick Sprunger, who also goes by Frederick Helveston Sprunger, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 2022 - 2025. Frederick had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick Helveston Sprunger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

EVERNEST FINANCIAL ADVISORS·CRD# 328161
RIA
Carmel, IN
November 10, 2023 - May 6, 2025
SANCTUARY ADVISORS, LLC·CRD# 226606
RIA
Carmel, IN
October 10, 2023 - December 12, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
RIA
Indianapolis, IN
May 3, 2022 - September 29, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Indianapolis, IN
February 14, 2022 - September 29, 2023

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Current Firm

EF
EVERNEST FINANCIAL ADVISORS

EVERNEST FINANCIAL ADVISORS

CRD#: 328161 / SEC#: 801-128908

Contact Information

Main Address

75 Executive Dr Suite B, Carmel, IN 46032

Phone Number

(317) 556-1015

# of Employees

6

Documents

Latest Form ADV

Part 2 Brochures

EVERNEST 2A BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,300

AUM (Assets Under Management)

$963,016,606

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Jordan YMCA Position: Advisory Board Member - Finance Committee Chair; Nature: The YMCA of Greater Indianapolis is an association of people dedicated to the mission of putting Christian principles into practice through programs that build healthy spirit, mind and body for all. Our Vision Statement: We are for Youth Development, Healthy Living and Social Responsibility. Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 1/2/2023 Address: 8400 Westfield Blvd, Indianapolis IN 46240, United States Description: As a member of the finance committee, I help monitor the Jordan center's balance sheet to make sure things are running smoothly. 2) Name: Nice Matters Foundation Position: Secretary, Advisory Board Member Nature: The mission of the Nice Matters Foundation is to capture the good in people through empathy, thoughtfulness, and trust while focusing on raising awareness and funding research for testicular cancer. Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 5/1/2021 Address: 66 Touraine Road Grosse Pointe Farms, MI 48236 Description: I serve as a Strategic Advisor to the Board of the Foundation and record minutes at Board meetings.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2022About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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