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Andrew Papoutsis

CRD# 7436606·Registered 2021 - 2026
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Papoutsis was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2021 - 2026. Andrew had worked at 4 firms and has passed the Series 63, SIE and Series 7TO exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

RAINMAKER SECURITIES, LLC·CRD# 132995
BD
Coral Gables, FL
October 27, 2023 - April 20, 2026
FNEX CAPITAL, LLC·CRD# 166316
BD
Indianapolis, IN
August 28, 2023 - October 31, 2023
EMERSON EQUITY LLC·CRD# 130032
BD
Sausalito, CA
April 21, 2023 - July 6, 2023
FORGE SECURITIES LLC·CRD# 134596
BD
San Francisco, CA
October 4, 2021 - March 3, 2023

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Current Firm

RS
RAINMAKER SECURITIES, LLC

RAINMAKER SECURITIES, LLC

CRD#: 132995 / SEC#: 8-66667
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2000 Salzedo Street, #1218 Attn: Rainmaker Securities, Llc, Coral Gables, FL 33134

Mailing Address

382 Ne 191st St. #86647 #86647, Miami, FL 33179-3899

Phone Number

(888) 333-1091

Established

Delaware since 03/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAINMAKER GROUP HOLDINGS, LLCSOLE MEMBER—
ANDERSON, GLEN WAYNEPRESIDENT / CCO5030000
LALL, KIRAT SINGHMANAGING DIRECTOR - RESEARCH AND MARKETS6644470

Disclosures

Regulatory Event

4

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2021About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Sep 2021About the Series 7TO exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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