Francis Ofori-amanfo
Professional summary
Francis Ofori-amanfo is a registered financial advisor currently at SECONDMARKET FINANCIAL, LLC located in New York, New York and NPM SECURITIES, LLC located in New York, New York.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Francis has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francis Ofori-amanfo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2025 - Present
SECONDMARKET FINANCIAL, LLC
Office #1: 3 E 28th Street 7th Floor, New York, NY 10016June 22, 2022 - Present
NPM SECURITIES, LLC
Office #1: 3 East 28th Street 7th Floor 7th Floor, New York, NY, 10016November 11, 2021 - April 22, 2022
TAYLOR HOFFMAN CAPITAL MANAGEMENT
Primary Firm SEC Registration
SECONDMARKET FINANCIAL, LLC
CRD#: 333332 / SEC#: 801-131656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2024)
(6/10/2025)
Exams
Series 7TO
Date: 5/15/2024
General Securities Representative ExaminationSeries 99TO
Date: 6/22/2022
Operations Professional ExaminationFINRA
Current Firm
SECONDMARKET FINANCIAL, LLC
CRD#: 333332 / SEC#: 801-131656
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 29,907,776 |
Red Flags
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