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FO

Francis Ofori-amanfo

AUGMENT CAPITAL
Austin, TX 78701
Some features on this profile are disabled
CRD#: 7436258
FO

Professional summary


Francis Ofori-amanfo is a registered financial professional currently at AUGMENT CAPITAL, LLC located in Austin, Texas.

Francis is registered as a RR (Registered Representative) and started their career in finance in 2021. Francis has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Francis Ofori-amanfo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 5, 2026 - Present

AUGMENT CAPITAL, LLC

Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701
BD
CRD#: 322519
Austin, TX
Past

June 10, 2025 - February 26, 2026

SECONDMARKET FINANCIAL, LLC

RIA
CRD#: 333332
NEW YORK, NY
Past

June 22, 2022 - February 26, 2026

NPM SECURITIES, LLC

BD
CRD#: 168469
NEW YORK, NY
Past

November 11, 2021 - April 22, 2022

TAYLOR HOFFMAN CAPITAL MANAGEMENT

RIA
CRD#: 309329
Richmond, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/5/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/20/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/22/2022
Operations Professional Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUGMENT CAPITAL, LLC

CRD#: 322519Austin, TX 78701

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