FO
Francis Ofori-amanfo
AUGMENT ADVISORS
AUSTIN, TX 78701
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CRD#: 7436258
FO
Professional summary
Francis Ofori-amanfo is a registered financial advisor currently at AUGMENT ADVISORS, LLC located in Austin, Texas and AUGMENT CAPITAL, LLC located in Austin, Texas.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Francis has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Francis Ofori-amanfo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2026 - Present
AUGMENT ADVISORS, LLC
Office #1: 1204 San Antonio St Floor 2, Austin, TX 78701RIA
CRD#: 335130
AUSTIN, TX
Current
March 5, 2026 - Present
AUGMENT CAPITAL, LLC
Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701BD
CRD#: 322519
Austin, TX
Past
June 10, 2025 - February 26, 2026
SECONDMARKET FINANCIAL, LLC
RIA
CRD#: 333332
NEW YORK, NY
Past
June 22, 2022 - February 26, 2026
NPM SECURITIES, LLC
BD
CRD#: 168469
NEW YORK, NY
Past
November 11, 2021 - April 22, 2022
TAYLOR HOFFMAN CAPITAL MANAGEMENT
RIA
CRD#: 309329
Richmond, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUGMENT ADVISORS, LLC
AUGMENT ADVISORS, LLC
CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - (1/30/2026 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2026)
RR
Alaska(3/12/2026)
RR
Arizona(3/12/2026)
RR
Arkansas(3/12/2026)
RR
California(3/12/2026)
RR
Colorado(3/12/2026)
RR
Connecticut(3/12/2026)
RR
Delaware(3/12/2026)
RR
District of Columbia(3/12/2026)
RR
Florida(3/12/2026)
RR
Georgia(3/12/2026)
RR
Hawaii(3/12/2026)
RR
Idaho(3/12/2026)
RR
Illinois(3/12/2026)
RR
Indiana(3/12/2026)
RR
Iowa(3/12/2026)
RR
Kansas(3/12/2026)
RR
Kentucky(3/12/2026)
RR
Louisiana(3/12/2026)
RR
Maine(3/12/2026)
RR
Maryland(3/12/2026)
RR
Massachusetts(3/12/2026)
RR
Michigan(3/12/2026)
RR
Minnesota(3/12/2026)
RR
Mississippi(3/12/2026)
RR
Missouri(3/12/2026)
RR
Montana(3/12/2026)
RR
Nebraska(3/12/2026)
RR
Nevada(3/12/2026)
RR
New Hampshire(3/12/2026)
RR
New Jersey(3/12/2026)
RR
New Mexico(3/12/2026)
RR
New York(3/5/2026)
RR
North Carolina(3/12/2026)
RR
North Dakota(3/12/2026)
RR
Ohio(3/13/2026)
RR
Oklahoma(3/12/2026)
RR
Oregon(3/12/2026)
RR
Pennsylvania(3/12/2026)
RR
Puerto Rico(3/12/2026)
RR
Rhode Island(3/12/2026)
RR
South Carolina(3/12/2026)
RR
South Dakota(3/12/2026)
RR
Tennessee(3/12/2026)
RR
Texas(3/12/2026)
IAR
Texas(4/9/2026)
RR
Utah(3/12/2026)
RR
Vermont(3/12/2026)
RR
Virginia(3/12/2026)
RR
Washington(3/12/2026)
RR
West Virginia(3/12/2026)
RR
Wisconsin(3/12/2026)
RR
Wyoming(3/12/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 6/22/2022
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AUGMENT ADVISORS, LLC
AUGMENT ADVISORS, LLC
CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - (1/30/2026 Approved)PREMIUM
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Contact information
Main Address
1204 San Antonio St Floor 2, Austin, TX 78701
Mailing Address
1204 San Antonio St Floor 2, Austin, TX 78701
Phone number
(757) 298-9839
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 342,636,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
