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Francis Ofori-amanfo

AUGMENT ADVISORS
AUSTIN, TX
·CRD# 7436258·5 years experience

Professional Summary

Francis Ofori-amanfo is a registered financial advisor currently at AUGMENT ADVISORS, LLC located in Austin, Texas and AUGMENT CAPITAL, LLC located in Austin, Texas. Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Francis has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

AUGMENT ADVISORS, LLC·CRD# 335130
RIA
1204 San Antonio St Floor 2, Austin, TX 78701
April 9, 2026 - Present
AUGMENT CAPITAL, LLC·CRD# 322519
BD
1204 San Antonio Street Second Floor, Austin, TX 78701
March 5, 2026 - Present
SECONDMARKET FINANCIAL, LLC·CRD# 333332
RIA
New York, NY
June 10, 2025 - February 26, 2026
NPM SECURITIES, LLC·CRD# 168469
BD
New York, NY
June 22, 2022 - February 26, 2026
TAYLOR HOFFMAN CAPITAL MANAGEMENT·CRD# 309329
RIA
Richmond, VA
November 11, 2021 - April 22, 2022

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Current Firm

AA
AUGMENT ADVISORS, LLC

AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - SEC (1/30/2026 Approved)

Contact Information

Main Address

1204 San Antonio St Floor 2, Austin, TX 78701

Mailing Address

1204 San Antonio St Floor 2, Austin, TX 78701

Phone Number

(757) 298-9839

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2B- KURIAN (4/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

38

AUM (Assets Under Management)

$342,636,254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Augment Markets Inc.| Investment-related: No (parent and shared-services/payroll company; no direct client advisory or brokerage activity) | Address: [Same address as Augment Capital] |Nature of business: Parent, technology, shared-services and payroll provider to Augment Capital (BD), Augment Advisors (RIA), and Augment Collective affiliates |Registered Representative |Start date: 02/2026| Hours 40 hours per week | Duties: Employed by Augment Markets as the payroll and shared-services entity for Augment Capital and related Augment entities; all securities-related activities and any transaction-based compensation are in capacity as a registered representative of Augment Capital; no separate client solicitation or securities recommendations on behalf of Augment Markets

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUGMENT ADVISORS, LLC

AUGMENT ADVISORS, LLC

CRD#: 335130 / SEC#: 801-134812
RIA
Registered Investment Advisory firm - SEC (1/30/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/12/2026)
RR
Alaska
(3/12/2026)
RR
Arizona
(3/12/2026)
RR
Arkansas
(3/12/2026)
RR
California
(3/12/2026)
RR
Colorado
(3/12/2026)
RR
Connecticut
(3/12/2026)
RR
Delaware
(3/12/2026)
RR
District of Columbia
(3/12/2026)
RR
Florida
(3/12/2026)
RR
Georgia
(3/12/2026)
RR
Hawaii
(3/12/2026)
RR
Idaho
(3/12/2026)
RR
Illinois
(3/12/2026)
RR
Indiana
(3/12/2026)
RR
Iowa
(3/12/2026)
RR
Kansas
(3/12/2026)
RR
Kentucky
(3/12/2026)
RR
Louisiana
(3/12/2026)
RR
Maine
(3/12/2026)
RR
Maryland
(3/12/2026)
RR
Massachusetts
(3/12/2026)
RR
Michigan
(3/12/2026)
RR
Minnesota
(3/12/2026)
RR
Mississippi
(3/12/2026)
RR
Missouri
(3/12/2026)
RR
Montana
(3/12/2026)
RR
Nebraska
(3/12/2026)
RR
Nevada
(3/12/2026)
RR
New Hampshire
(3/12/2026)
RR
New Jersey
(3/12/2026)
RR
New Mexico
(3/12/2026)
RR
New York
(3/5/2026)
RR
North Carolina
(3/12/2026)
RR
North Dakota
(3/12/2026)
RR
Ohio
(3/13/2026)
RR
Oklahoma
(3/12/2026)
RR
Oregon
(3/12/2026)
RR
Pennsylvania
(3/12/2026)
RR
Puerto Rico
(3/12/2026)
RR
Rhode Island
(3/12/2026)
RR
South Carolina
(3/12/2026)
RR
South Dakota
(3/12/2026)
RR
Tennessee
(3/12/2026)
RR
Texas
(3/12/2026)
IAR
Texas
(4/9/2026)
RR
Utah
(3/12/2026)
RR
Vermont
(3/12/2026)
RR
Virginia
(3/12/2026)
RR
Washington
(3/12/2026)
RR
West Virginia
(3/12/2026)
RR
Wisconsin
(3/12/2026)
RR
Wyoming
(3/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jun 2022About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Francis Ofori-amanfo's CRS (Customer Relationship Summary).

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FO
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