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Scott Bradlynn Sturkie

CRD# 7436237·Registered 2021 - 2023
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Bradlynn Sturkie was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2021 - 2023. Scott had worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

CALLAHAN FINANCIAL SERVICES, INC.·CRD# 21344
BD
Washington, DC
September 23, 2021 - November 1, 2023

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Current Firm

CF
CALLAHAN FINANCIAL SERVICES, INC.

CALLAHAN FINANCIAL SERVICES, INC.

CRD#: 21344 / SEC#: 8-37809
BD
Terminated by SEC on 12/06/2023

Contact Information

Established

Delaware since 03/13/1987

Firm Type

Corporation

Fiscal Year End

October

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CALLAHAN & ASSOCIATES, INC.PARENT COMPANY—
JOHNSON, JAY EDWINPRESIDENT/CEO2278630
ROCHA, TALIA ECHIEF COMPLIANCE OFFICER5658451

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2021About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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