Christopher Shaw

PRIME BUCHHOLZ LLC

Portsmouth, NH 03801

Some features on this profile are disabled

CRD#: 7436233

Professional summary

Christopher Shaw is a registered financial advisor currently at PRIME BUCHHOLZ LLC located in Portsmouth, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Shaw's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2023 - Present

PRIME BUCHHOLZ LLC

Office #1: 273 Corporate Drive, Suite 250, Portsmouth, NH 03801

RIA

CRD#: 106455

Portsmouth, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIME BUCHHOLZ LLC

PRIME BUCHHOLZ & ASSOCIATES INC | PRIME BUCHHOLZ LLC

CRD#: 106455 / SEC#: 801-37429

RIA

Registered Investment Advisory firm - (9/28/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PRIME BUCHHOLZ LLC

PRIME BUCHHOLZ & ASSOCIATES INC | PRIME BUCHHOLZ LLC

CRD#: 106455 / SEC#: 801-37429

RIA

Registered Investment Advisory firm - (9/28/1990 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

273 Corporate Drive, Suite 250, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 433-1143

Established

Firm type

Fiscal year end

# of Employees

128

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PB BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 10,891,570,901

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/15/2024	Cover Page	Report
08/25/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Habig

MORGAN STANLEY

IAR

Rye, NH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME BUCHHOLZ LLC

Primary Firm SEC Registration

PRIME BUCHHOLZ LLC

State Registrations and Notice Filings

Exams

Current Firm

PRIME BUCHHOLZ LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIME BUCHHOLZ LLC

TRUST BUT VERIFY

Similar Advisors