Nicholas A. Netzer

CROSS BORDER WEALTH

New York, NY 10169

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CRD#: 7435095

Professional summary

Nicholas Adam Netzer is a registered financial advisor currently at CROSS BORDER WEALTH, LLC located in New York, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Von Neumann Holdings LLC ; holding company for investments. It will be a holding company for my business interests, the business itself will likely only be representing my ownership stake, no other real business; 1309 Coffeen Avenue STE 1200, Sheridan, Wyoming 82801; Start Date 07/2025; Role/Title: Owner; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Adam Netzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

CROSS BORDER WEALTH, LLC

Office #1: 230 Park Avenue 4th Floor West, New York, NY 10169

RIA

CRD#: 288330

New York, NY

Past

June 14, 2024 - August 21, 2025

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

CREVE COEUR, MO

Past

March 14, 2022 - August 21, 2025

NYLIFE SECURITIES LLC

CRD#: 5167

CREVE COEUR, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/1/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/12/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/25/2022

Securities Industry Essentials Examination

Current Firm

CROSS BORDER WEALTH, LLC

CROSS BORDER WEALTH | CROSS BORDER WEALTH, LLC | CROSS BORDER WEALTH ADVISORS, LLC

CRD#: 288330 / SEC#: 801-114158

RIA

Registered Investment Advisory firm - (10/16/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/26/2018 Terminated)

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Contact information

Main Address

230 Park Avenue 4th Floor West, New York, NY 10169

Mailing Address

Phone number

(646) 688-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	463
AUM (Assets Under Management)	$ 138,847,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas A. Netzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Adam Netzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CROSS BORDER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2024

Series 63

Date: 3/26/2022

Series 7TO

Date: 11/1/2023

Series 6TO

Date: 3/12/2022

SIE

Date: 2/25/2022

Current Firm

CROSS BORDER WEALTH, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROSS BORDER WEALTH, LLC

TRUST BUT VERIFY

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