Nancy Vaccaro

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CRD#: 7435093

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Vaccaro was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2021. Nancy had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an employee of Sechrest & Bloom, LLC as a tax preparer. It is a CPA firm that is related to the Sechrest Financial Services. I work in both capacities. My primary responsibility is tax planning and tax preparation. I also work with the principal with the financial planning and wealth management services of Sechrest Financial services.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2021 - May 5, 2025

SECHREST FINANCIAL SERVICES

RIA

CRD#: 128688

ACTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECHREST FINANCIAL SERVICES

SECHREST FINANCIAL SERVICES | SECHREST FINANCIAL SERVICES LLC

CRD#: 128688 / SEC#: 801-112402

RIA

Registered Investment Advisory firm - (2/6/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (2/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SECHREST FINANCIAL SERVICES

SECHREST FINANCIAL SERVICES | SECHREST FINANCIAL SERVICES LLC

CRD#: 128688 / SEC#: 801-112402

RIA

Registered Investment Advisory firm - (2/6/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (2/7/2018 Terminated)

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Contact information

Main Address

One Acton Place, Suite 301 526 Main Street, Acton, MA 01720

Mailing Address

Phone number

(978) 795-1284

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV - FIRM BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	357
AUM (Assets Under Management)	$ 183,195,627

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nancy Vaccaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECHREST FINANCIAL SERVICES

Primary Firm SEC Registration

SECHREST FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Current Firm

SECHREST FINANCIAL SERVICES

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECHREST FINANCIAL SERVICES

TRUST BUT VERIFY

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