Kiran D. Incantalupo

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

New York, NY 10010

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CRD#: 7434802

Professional summary

Kiran Daniel Incantalupo is a registered financial advisor currently at NEW YORK LIFE INVESTMENT MANAGEMENT LLC located in New York, New York and NYLIFE DISTRIBUTORS LLC located in New York, New York.

Kiran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kiran has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kiran Daniel Incantalupo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Office #1: 51 Madison Avenue, New York, NY 10010

RIA

CRD#: 109591

New York, NY

Current

September 30, 2024 - Present

NYLIFE DISTRIBUTORS LLC

Office #1: 51 Madison Avenue, New York, NY 10010

CRD#: 35350

New York, NY

Past

June 5, 2023 - September 12, 2024

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

March 9, 2023 - September 12, 2024

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

May 18, 2022 - March 2, 2023

PIMCO INVESTMENTS LLC

CRD#: 154957

Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC | NYLI | NEW YORK LIFE INVESTMENTS | NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CRD#: 109591 / SEC#: 801-57396

RIA

Registered Investment Advisory firm - (3/20/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/30/2024)

IAR

New Jersey
(10/2/2024)

New York
(9/30/2024)

IAR

New York
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/29/2023

Futures Managed Funds Examination

General Industry/Product Exam

Series 7TO

Date: 5/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/14/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC | NYLI | NEW YORK LIFE INVESTMENTS | NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CRD#: 109591 / SEC#: 801-57396

RIA

Registered Investment Advisory firm - (3/20/2000 Approved)

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Contact information

Main Address

51 Madison Avenue, New York, NY 10010

Mailing Address

Phone number

(888) 474-7725

Established

Firm type

Fiscal year end

# of Employees

349

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NYLIM ADV PART 2A JULY 2025 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 113,162,976,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kiran D. Incantalupo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kiran Daniel Incantalupo's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE DISTRIBUTORS LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

PIMCO INVESTMENTS LLC

Primary Firm SEC Registration

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2023

Series 63

Date: 8/9/2022

Series 31

Date: 6/29/2023

Series 7TO

Date: 5/18/2022

SIE

Date: 3/14/2022

FINRA

Current Firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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