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Nathan Grant Baker

PACER ADVISORS
Arvada, CO
·CRD# 7433826·4 years experience

Professional Summary

Nathan Grant Baker, who also goes by Nathan Baker, Nathan Grant Baker, is a registered financial advisor currently at PACER ADVISORS, INC. located in Arvada, Colorado and PACER FINANCIAL, INC. located in Malvern, Pennsylvania. Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Nathan has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nathan Baker, Nathan Grant Baker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

PACER ADVISORS, INC.·CRD# 137381
RIA
Arvada, CO
March 3, 2026 - Present
PACER FINANCIAL, INC.·CRD# 137040
BD
500 Chesterfield Parkway, Malvern, PA 19355
March 3, 2026 - Present
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
December 17, 2025 - March 9, 2026
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Arvada, CO
March 31, 2025 - November 20, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Arvada, CO
November 29, 2024 - March 31, 2025
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Greenwood Village, CO
March 7, 2022 - November 20, 2025

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Current Firm

PA
PACER ADVISORS, INC.

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - SEC (4/30/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Phone Number

(855) 780-8100

# of Employees

24

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

71

AUM (Assets Under Management)

$41,843,740,164

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PACER ADVISORS, INC.

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654
RIA
Registered Investment Advisory firm - SEC (4/30/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (6/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/3/2026)
RR
Pennsylvania
(3/3/2026)
IAR
Pennsylvania
(3/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2024About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nathan Grant Baker's CRS (Customer Relationship Summary).

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