TN
Todd A. Niemann
NIEMANN INVESTMENTS LLC
Riverton, UT 84096
Some features on this profile are disabled
CRD#: 7433444
TN
Professional summary
Todd Aaron Niemann, CFA is a registered financial advisor currently at NIEMANN INVESTMENTS LLC located in Riverton, Utah.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Todd has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since 2019 Mr. Niemann provides consulting services including financial forecasting and analysis, strategic business recommendations, etc. These services are not investment-related and are provided on a sporadic, project basis in Mr. Niemann's separate and individual capacity for separate and typical compensation. Services are provided in Riverton, Utah. Since December 2024, Mr. Niemann has been employed full-time (primarily trading hours) at Varo Bank as Treasurer with duties related to financial forecasting and risk analysis for the bank. This business is investment-related, however, Mr. Niemann is directly involved with the investing activities and the Bank which generally invests only in high-grade and government-related fixed-income securities. The Bank is located in Draper, Utah.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Aaron Niemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2022 - Present
NIEMANN INVESTMENTS LLC
Office #1: 4224 W Park Hollow Ln, Riverton, UT 84096RIA
CRD#: 316602
Riverton, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/2/2022)
Exams
Current Firm
NI
NIEMANN INVESTMENTS LLC
NIEMANN INVESTMENTS LLC
CRD#: 316602 / SEC#:
Utah
Registered Investment Advisory firm - (1/2/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4224 W Park Hollow Ln, Riverton, UT 84096
Mailing Address
Phone number
(801) 673-6411
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 3,410,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
