Ashley R. Schneider

MERCURIO WEALTH ADVISORS

Louisville, KY 40222

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CRD#: 7432984

Professional summary

Ashley Rose Schneider, who also goes by Ashley Rose Stallings, is a registered financial advisor currently at MERCURIO WEALTH ADVISORS located in Louisville, Kentucky.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ashley has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Rose Stallings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Rose Schneider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

MERCURIO WEALTH ADVISORS

Office #1: 9100 Shelbyville Rd. Suite 150, Louisville, KY 40222

RIA

CRD#: 283632

Louisville, KY

Past

November 9, 2021 - May 1, 2024

EDWARD JONES

RIA

CRD#: 250

JEFFERSONVILLE, IN

Past

October 18, 2021 - May 1, 2024

EDWARD JONES

CRD#: 250

JEFFERSONVILLE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCURIO WEALTH ADVISORS

MERCURIO & ASSOCIATES INC. | MERCURIO WEALTH MANAGEMENT | MERCURIO WEALTH ADVISORS

CRD#: 283632 / SEC#: 801-121883

RIA

Registered Investment Advisory firm - (8/25/2021 Approved)

Florida

Registered Investment Advisory firm - (9/20/2021 Terminated)

Indiana

Registered Investment Advisory firm - (9/22/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (9/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/18/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/22/2021

Securities Industry Essentials Examination

Current Firm

MERCURIO WEALTH ADVISORS

MERCURIO & ASSOCIATES INC. | MERCURIO WEALTH MANAGEMENT | MERCURIO WEALTH ADVISORS

CRD#: 283632 / SEC#: 801-121883

RIA

Registered Investment Advisory firm - (8/25/2021 Approved)

Florida

Registered Investment Advisory firm - (9/20/2021 Terminated)

Indiana

Registered Investment Advisory firm - (9/22/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (9/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/20/2021 Terminated)

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Contact information

Main Address

9100 Shelbyville Rd. Suite 150, Louisville, KY 40222

Mailing Address

Phone number

(502) 253-9366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/21/2025)

ADV 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	942
AUM (Assets Under Management)	$ 123,167,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Ashley R. Schneider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Rose Schneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCURIO WEALTH ADVISORS

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MERCURIO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2021

Series 7TO

Date: 10/18/2021

SIE

Date: 9/22/2021

Current Firm

MERCURIO WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERCURIO WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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