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Steven G. Schnobrich
PEAK WEALTH MANAGEMENT LLC
Medford, MA
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CRD#: 7432132
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Professional summary
Steven Gaylen Schnobrich is a registered financial advisor currently at PEAK WEALTH MANAGEMENT LLC located in Medford, Massachusetts.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Steven has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bogey Bag, LLC; President; 04/2018; non-investment related; ? Creating a novelty golf product that allows players to take their anger out in a fun and healthy way while golfing ? Research and identify suppliers for raw materials for a premium product ? Coordinate logistics and manufacturing timelines in both China and the United States ? Formed an advisory board to serve as a resource and periodically communicate progress ? Work with manufacturers on supply chain management and product build methods
CRS (Client Relationship Summary) - RIA
Click below to view Steven Gaylen Schnobrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2021 - Present
PEAK WEALTH MANAGEMENT LLC
RIA
CRD#: 281036
Medford, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PEAK WEALTH MANAGEMENT LLC
PEAK WEALTH MANAGEMENT LLC
CRD#: 281036 / SEC#: 801-118166
RIA
Registered Investment Advisory firm - (3/5/2020 Approved)Florida
Registered Investment Advisory firm - (11/11/2019 Terminated)Maine
Registered Investment Advisory firm - (11/19/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (3/18/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)Texas
Registered Investment Advisory firm - (3/18/2020 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(12/8/2021)
Current Firm
PW
PEAK WEALTH MANAGEMENT LLC
PEAK WEALTH MANAGEMENT LLC
CRD#: 281036 / SEC#: 801-118166
RIA
Registered Investment Advisory firm - (3/5/2020 Approved)Florida
Registered Investment Advisory firm - (11/11/2019 Terminated)Maine
Registered Investment Advisory firm - (11/19/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (3/18/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)Texas
Registered Investment Advisory firm - (3/18/2020 Terminated)Vermont
Registered Investment Advisory firm - (7/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 Trafalgar Sq Suite 404, Nashua, NH 03063
Mailing Address
379 Amherst St Suite 2 Po Box 421, Nashua, NH 03063
Phone number
(603) 488-2476
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 451 |
| AUM (Assets Under Management) | $ 137,741,238 |
Red Flags
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