Maureen L. Brosnan

ROMAN RETIREMENT PLANNING

Mashpee, MA 02649

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CRD#: 7432055

Professional summary

Maureen Lynch Brosnan, who also goes by Maureen M Lynch, is a registered financial advisor currently at ROMAN RETIREMENT PLANNING, LLC located in Mashpee, Massachusetts.

Maureen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Maureen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maureen M Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Real Estate: 5-7 Marion Road LLC Holdings include: 5-7 Marion Road, Belmont MA 02478 1680 Upper Ironhorse Loop, Unit D9, Park City Utah 84060 THE GENERAL CHARACTER OF THE BUSINESS OF THE LLC IS TO BUY, OWN, IMPROVE, OPERATE, DEVELOP, LEASE, SELL AND MANAGE REAL ESTATE; AND TO CARRY ON ANY LAWFUL BUSINESS, TRADE, PURPOSE OR ACTIVITY 2) Money Coaching: Brosnan Wealth Management. THE GENERAL CHARACTER OF THE BUSINESS IS TO PROVIDE INDIVIDUAL AND COUPLES WITH MONEY COACHING. THIS HELPS CLIENTS TO SOLVE COMMON PROBLEMS ASSOCIATED WITH MONEY CHOICES AND PATTERNS. 3) Maureen has her license to sell insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Lynch Brosnan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2022 - Present

ROMAN RETIREMENT PLANNING, LLC

Office #1: 35c South Street, Mashpee, MA 02649

RIA

CRD#: 306871

Mashpee, MA

Past

February 14, 2022 - April 6, 2022

SUCCESSFUL WEALTH STRATEGIES, LLC

RIA

CRD#: 286563

Belmont, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2022)

IAR

Massachusetts
(5/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2021

Uniform Investment Adviser Law Examination

Current Firm

ROMAN RETIREMENT PLANNING, LLC

CRD#: 306871 / SEC#:

California

Registered Investment Advisory firm - (7/12/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (2/10/2020 Approved)

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Contact information

Main Address

35c South Street, Mashpee, MA 02649

Mailing Address

Phone number

(774) 602-5196

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 49,180,681

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maureen L. Brosnan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Lynch Brosnan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROMAN RETIREMENT PLANNING, LLC

SUCCESSFUL WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2021

Current Firm

ROMAN RETIREMENT PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROMAN RETIREMENT PLANNING, LLC

TRUST BUT VERIFY

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