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SH

Sydnie M. Hersh

EQUITYZEN SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 7432047
SH

Professional summary


Sydnie Ming-xia Hersh, who also goes by Sydnie Hersh, is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.

Sydnie is registered as a RR (Registered Representative) and started their career in finance in 2022. Sydnie has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 82TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sydnie Hersh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sydnie Ming-xia Hersh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2024 - Present

EQUITYZEN SECURITIES LLC

Office #1: 30 Broad Street, Suite 1200, New York, NY 10004
BD
CRD#: 281820
NEW YORK, NY
Past

January 24, 2022 - January 31, 2023

SI SECURITIES, LLC

BD
CRD#: 170937
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/8/2025)
RR
Florida
(9/8/2025)
RR
Georgia
(9/8/2025)
RR
Illinois
(9/8/2025)
RR
Kansas
(9/8/2025)
RR
Massachusetts
(9/8/2025)
RR
New York
(4/3/2024)
RR
Pennsylvania
(9/8/2025)
RR
Washington
(9/8/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/14/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/8/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/7/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/24/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: , 8-69689

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
30 Broad Street, Suite 1200, New York, NY 10004
Mailing Address
30 Broad Street, Suite 1200, New York, NY 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
ROCHE, PASCALFINOP5920968

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITYZEN SECURITIES LLC

CRD#: 281820New York, NY 10004

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