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Andrew M. Riggs

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CRD#: 7431835
AR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Marsh Riggs, who also goes by Andrew M Riggs, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2022. Andrew had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew M Riggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Andrew Riggs works, full-time, for Brex Inc. where he is the Senior Manager for Underwriting (underwrites and manages loans). Brex Inc. is an American financial service and technology company based in San Francisco, California. Brex Inc. offers business credit cards, cash management accounts to technology companies, and spend management software. Mr. Riggs spends approximately 90% of his time during trading and non-trading hours working for Brex Inc. and derives the majority of his income from his employment with Brex Inc. The fact that Mr. Riggs is not working full-time through Venture Financial Coaching, LLC is a conflict of interest because he is unable to devote all of his time to providing investment advisory services to clients. However, Mr. Riggs is available by appointment every week. Although Mr. Riggs spends a significant amount of his time working for Brex Inc., it is separate and distinct from the services offered through Venture Financial Coaching, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 3, 2022 - December 1, 2022

VENTURE FINANCIAL COACHING, LLC

RIA
CRD#: 316447
Santa Monica, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/19/2021
Uniform Investment Adviser Law Examination

Current Firm

VF
VENTURE FINANCIAL COACHING, LLC
VENTURE FINANCIAL COACHING, LLC

CRD#: 316447 / SEC#:

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Contact information

Main Address
Santa Monica, CA
Mailing Address
Phone number
(424) 371-1090
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTURE FINANCIAL COACHING, LLC

CRD#: 316447

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