Luiza Alckmin J Schmidt Resende

XP ADVISORY US

Miami, FL 33131

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CRD#: 7431633

Professional summary

Luiza Alckmin J Schmidt Resende, who also goes by Luiza Alckmin Junqueira Schmidt Resende, is a registered financial advisor currently at XP ADVISORY US, INC. located in Miami, Florida and XP INVESTMENTS US, LLC located in Miami, Florida.

Luiza is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Luiza has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luiza Alckmin Junqueira Schmidt Resende

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luiza Alckmin J Schmidt Resende's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2022 - Present

XP ADVISORY US, INC.

Office #1: 701 Brickell Avenue Suite 2120, Miami, FL 33131

RIA

CRD#: 173779

Miami, FL

Current

September 16, 2021 - Present

XP INVESTMENTS US, LLC

Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131

CRD#: 156691

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XP ADVISORY US, INC.

XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.

CRD#: 173779 / SEC#: 801-114590

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Florida

Registered Investment Advisory firm - (2/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/19/2024)

Connecticut
(8/19/2024)

Delaware
(8/19/2024)

District of Columbia
(8/19/2024)

IAR

Florida
(12/16/2022)

Florida
(8/19/2024)

Maryland
(8/19/2024)

New Jersey
(8/19/2024)

New York
(8/19/2024)

Wyoming
(8/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/8/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/13/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

XP ADVISORY US, INC.

XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.

CRD#: 173779 / SEC#: 801-114590

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Florida

Registered Investment Advisory firm - (2/5/2019 Terminated)

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Contact information

Main Address

701 Brickell Avenue Suite 2120, Miami, FL 33131

Mailing Address

Phone number

(786) 725-5983

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

XP ADVISORY US, INC. WRAP FEE BROCHURE (3/19/2025)

XP ADVISORY US, INC FORM ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	386
AUM (Assets Under Management)	$ 1,563,934,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luiza Alckmin J Schmidt Resende

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luiza Alckmin J Schmidt Resende's CRS (Customer Relationship Summary).

Certified licenses

Experience

XP ADVISORY US, INC.

XP INVESTMENTS US, LLC

Primary Firm SEC Registration

XP ADVISORY US, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2022

Series 7TO

Date: 9/8/2021

SIE

Date: 7/13/2021

FINRA

Current Firm

XP ADVISORY US, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

XP ADVISORY US, INC.

TRUST BUT VERIFY

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