Borgar Norrud
Professional summary
Borgar Norrud is a registered financial professional currently at PARETO SECURITIES INC. located in New York, New York.
Borgar is registered as a RR (Registered Representative) and started their career in finance in 2021. Borgar has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Borgar Norrud's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2021 - Present
PARETO SECURITIES INC.
Office #1: 150 East 52nd Street 29th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2021)
Exams
Series 7TO
Date: 9/2/2021
General Securities Representative ExaminationFINRA
Current Firm
PARETO SECURITIES INC.
CRD#: 44734 / SEC#: , 8-50796
Contact information
FINRA licenses (24 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PARETO SECURITIES AS | STOCKHOLDER | |
| ALFHEIM, NIKLAS REINHOLD | HEAD OF FIXED INCOME SALES | 7593087 |
| DUHONJ, BORJAN NMN | HEAD OF EQUITY SALES & TRADING | 6869523 |
| HAAVALDSEN, EIRIK NMN | DIRECTOR | 7644368 |
| JOMAAS, CHRISTIAN NMN | DIRECTOR | 7182355 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| SPAVENTA, ANTONELLA NMN | CEO, POO & CHIEF COMPLIANCE OFFICER | 4441100 |
| ULLNER, KARL HENRIK | REGISTERED PRINCIPAL | 2860967 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
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