John J. Buckley
Professional summary
John Joseph Buckley, who also goes by Joe Buckley, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Buckley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2021 - Present
BLUEFIN CAPITAL MANAGEMENT, LLC
Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/29/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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