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Louis Guajardo

Louis Guajardo

MOONSHOT PLANNING LLC | Financial Advisor
Anaheim, CA
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CRD#: 7431327
Louis Guajardo

Professional summary

Louis Guajardo is a registered financial advisor currently at MOONSHOT PLANNING LLC located in Anaheim, California.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Louis has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Retirement Income Strategies
Saving for Education
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Moonshot Collective The business is not investment related. 3075 W Del Monte Dr Apt 104 Anaheim Ca The business is an educational community where we educate about business and personal finance. We provide resources such as budget trackers. We also post videos and podcast content to social media platforms. CEO/ Founder 08/2024 20 hours per week 4-8 hours I am the founder and CEO. I manage the business and also film, edit, and post all educational content.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Guajardo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 7, 2023 - Present

MOONSHOT PLANNING LLC

RIA
CRD#: 329154
Anaheim, CA
Past

December 15, 2021 - November 28, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Irvine, CA
Past

October 12, 2021 - November 28, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/27/2025)
IAR
California
(12/7/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/2/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/9/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/5/2021
Securities Industry Essentials Examination

Current Firm

MP
MOONSHOT PLANNING LLC
BRIGHTER DAYS PLANNING | MOONSHOT PLANNING LLC | MOONSHOT PLANNING | BRIGHTER DAYS PLANNING LLC

CRD#: 329154 / SEC#:

Arizona
Registered Investment Advisory firm - (2/27/2025 Approved)
California
Registered Investment Advisory firm - (12/7/2023 Approved)
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Contact information

Main Address
Anaheim, CA
Mailing Address
Phone number
(714) 248-6834
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 303,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOONSHOT PLANNING LLC

Financial AdvisorCRD#: 329154Anaheim, CA

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