Henry J. Nimey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry James Nimey was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2023. Henry had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2023 - April 23, 2025
PCF CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/5/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PCF CAPITAL MARKETS LLC
CRD#: 290765 / SEC#: , 8-70040
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROVIDENT HEALTHCARE PARTNERS LLC | OWNER | |
| FLYNN, PETER FRANCIS | FINOP | 2655124 |
| MCKEON, PATRICK WILLIAM | CHIEF COMPLIANCE OFFICER |
Red Flags
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