KB
Kobe Bolanos
KESTRA ADVISORY SERVICES
TIMONIUM, MD 21093
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CRD#: 7430526
KB
Professional summary
Kobe Bolanos is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Kobe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kobe has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BFG FINANCIAL ADVISORS POSITION: Investment Operations Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 08/16/2021 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: Notify trading team of trades/deposits o Planning memo completion & resolution o Direct business submission; App Complete submissions; PIPS/SWPS; POA Affidavits for NFS accounts o E-blotter for all checks and security certificates and maintaining copies of checks and certificates in a compliance file o Preparing and processing investment account applications, proposals and other investment-related forms KESTRA ADVISORY SERVICES POSITION: Investment Operations Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 91 START DATE: 06/02/2022 ADDRESS: 5707 Southwest Parkway Building 2 #400, Austin TX 78735, United States DESCRIPTION: Investment Operations Associate
CRS (Client Relationship Summary) - RIA
Click below to view Kobe Bolanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093RIA
CRD#: 283330
TIMONIUM, MD
Current
January 21, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093BD
CRD#: 42046
Timonium, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(1/21/2022)
IAR
Maryland(6/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
