Brock Castinado

CWS WEALTH PARTNERS

OMAHA, NE 68154

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CRD#: 7429996

Professional summary

Brock Castinado is a registered financial advisor currently at CWS WEALTH PARTNERS located in Omaha, Nebraska.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brock has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Castinado Company Limited; Omaha, NE; Investment Related; Fixed Insurance Sales; Insurance Agent; Started 01/2025; 6466 Cuming St, Omaha, NE; Approximately 32 hours per month spent during trading hours. Brock Castinado, Sole Proprietor: Rental Property since 08/2025. 2 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Castinado's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2021 - Present

CWS WEALTH PARTNERS

Office #1: 12020 Shamrock Plaza Suite 200, Omaha, NE 68154Office #2: 12020 Shamrock Plaza Suite 200, Omaha, NE 68154

RIA

CRD#: 316112

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/6/2023)

IAR

Nebraska
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2021

Uniform Investment Adviser Law Examination

Current Firm

CWS WEALTH PARTNERS

CASTINADO WEALTH STRATEGIES, LLC | CWS WEALTH PARTNERS

CRD#: 316112 / SEC#:

Iowa

Registered Investment Advisory firm - (3/21/2023 Approved)

Nebraska

Registered Investment Advisory firm - (9/23/2021 Approved)

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Contact information

Main Address

12020 Shamrock Plaza Suite 200, Omaha, NE 68154

Mailing Address

Phone number

(402) 999-2116

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 56,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brock Castinado

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Castinado's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWS WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2021

Current Firm

CWS WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CWS WEALTH PARTNERS

TRUST BUT VERIFY

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