Brock Castinado
Professional Summary
Brock Castinado is a registered financial advisor currently at CWS WEALTH PARTNERS located in Omaha, Nebraska. Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brock has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CASTINADO WEALTH STRATEGIES, LLC | CWS WEALTH PARTNERS
Contact Information
Main Address
12020 Shamrock Plaza Suite 200, Omaha, NE 68154Phone Number
(402) 999-2116# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
221AUM (Assets Under Management)
$62,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/6/2023)
(10/7/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brock Castinado's CRS (Customer Relationship Summary).
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