Lydia D. Carnett

THE LEGACY FINANCIAL GROUP

TULSA, OK 74105

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CRD#: 7429740

Professional summary

Lydia Danielle Carnett, who also goes by Lydia Danielle Davenport, is a registered financial advisor currently at THE LEGACY FINANCIAL GROUP, INC. located in Tulsa, Oklahoma.

Lydia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Lydia has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lydia Danielle Davenport

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Licesnsed Life & Accident and Health

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lydia Danielle Carnett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2024 - Present

THE LEGACY FINANCIAL GROUP, INC.

Office #1: 1425 E. 41st Place Suite 100, Tulsa, OK 74105

RIA

CRD#: 135059

TULSA, OK

Past

January 19, 2024 - September 17, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

TULSA, OK

Past

January 19, 2024 - September 17, 2024

OSAIC WEALTH, INC.

CRD#: 23131

TULSA, OK

Past

June 12, 2023 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

TULSA, OK

Past

November 4, 2022 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LEGACY FINANCIAL GROUP, INC.

CRD#: 135059 / SEC#: 801-64293

RIA

Registered Investment Advisory firm - (4/4/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(9/24/2024)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/11/2022

Securities Industry Essentials Examination

Current Firm

THE LEGACY FINANCIAL GROUP, INC.

CRD#: 135059 / SEC#: 801-64293

RIA

Registered Investment Advisory firm - (4/4/2005 Approved)

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Contact information

Main Address

1425 E. 41st Place Suite 100, Tulsa, OK 74105

Mailing Address

Phone number

(918) 665-0826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY PORTFOLIO SERVICES PART 2A (2/21/2025)

FORM ADV PART 2 FIRM BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 513,560,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lydia D. Carnett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lydia Danielle Carnett's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE LEGACY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2023

Series 7TO

Date: 11/4/2022

SIE

Date: 9/11/2022

Current Firm

THE LEGACY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LEGACY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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