James H. Craft

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CRD#: 7429334

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Harvey Craft V, who also goes by James Harvey Craft, James Craft, Buddy Craft, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2021. James had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Harvey Craft | James Craft | Buddy Craft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 2024 - November 20, 2024

LINDEN THOMAS ADVISORY SERVICES, LLC

RIA

CRD#: 288557

CHARLOTTE, NC

Past

August 16, 2024 - November 20, 2024

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244

CHARLOTTE, NC

Past

September 30, 2023 - August 23, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

September 21, 2023 - August 23, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

September 1, 2021 - September 25, 2023

LINDEN THOMAS AND COMPANY SECURITIES, LLC

CRD#: 290244

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LINDEN THOMAS ADVISORY SERVICES, LLC

LINDEN THOMAS ADVISORY SERVICES, LLC | STRATEGIC INDEX ADVISORS, LLC | LINDEN THOMAS AND COMPANY

CRD#: 288557 / SEC#: 801-110683

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/30/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/1/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2021

Securities Industry Essentials Examination

Current Firm

LINDEN THOMAS ADVISORY SERVICES, LLC

LINDEN THOMAS ADVISORY SERVICES, LLC | STRATEGIC INDEX ADVISORS, LLC | LINDEN THOMAS AND COMPANY

CRD#: 288557 / SEC#: 801-110683

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

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Contact information

Main Address

516 North Tryon Street, Suite 200, Charlotte, NC 28202

Mailing Address

Phone number

(704) 554-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LTAS PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6,977
AUM (Assets Under Management)	$ 1,633,842,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James H. Craft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINDEN THOMAS AND COMPANY SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Primary Firm SEC Registration

LINDEN THOMAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2023

Series 63

Date: 10/30/2021

Series 7TO

Date: 9/1/2021

SIE

Date: 8/21/2021

Current Firm

LINDEN THOMAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LINDEN THOMAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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