Deborah L. Maher

OTTO & ASSOCIATES

Norwich, VT 05055

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CRD#: 7429053

Professional summary

Deborah L Maher, CFP®, who also goes by Deborah Jill Levy, Deborah Levy Maher, is a registered financial advisor currently at OTTO & ASSOCIATES, INC. located in Norwich, Vermont.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Deborah has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Jill Levy | Deborah Levy Maher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah L Maher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 18, 2021 - Present

OTTO & ASSOCIATES, INC.

Office #1: 16 Beaver Meadow Road, Norwich, VT 05055

RIA

CRD#: 109493

Norwich, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OTTO & ASSOCIATES, INC.

CRD#: 109493 / SEC#: 801-58024

RIA

Registered Investment Advisory firm - (11/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(8/18/2021)

IAR

New York
(8/18/2021)

IAR

North Carolina
(8/18/2021)

IAR

Texas
(8/18/2021)

IAR

Vermont
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

OTTO & ASSOCIATES, INC.

CRD#: 109493 / SEC#: 801-58024

RIA

Registered Investment Advisory firm - (11/24/2000 Approved)

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Contact information

Main Address

16 Beaver Meadow Road, Norwich, VT 05055

Mailing Address

P.o. Box 1203, Norwich, VT 05055

Phone number

(802) 649-1946

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OTTO & ASSOCIATES, INC. BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	605
AUM (Assets Under Management)	$ 249,894,379

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah L. Maher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah L Maher's CRS (Customer Relationship Summary).

Certified licenses

Experience

OTTO & ASSOCIATES, INC.

Primary Firm SEC Registration

OTTO & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Current Firm

OTTO & ASSOCIATES, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OTTO & ASSOCIATES, INC.

TRUST BUT VERIFY

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