Owen De La Cruz
Professional summary
Owen De La Cruz, who also goes by Owen De La Cruz, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
Owen is registered as a RR (Registered Representative) and started their career in finance in 2021. Owen has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Owen De La Cruz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2025 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105October 23, 2024 - March 13, 2025
ADELPHI STOCK BROKERS
May 4, 2022 - May 15, 2024
BEECH HILL SECURITIES, INC.
August 25, 2021 - February 2, 2022
SPARTAN CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
(8/18/2025)
(8/18/2025)
(8/22/2025)
(8/18/2025)
Exams
Series 57TO
Date: 12/13/2021
Securities Trader ExamSeries 7TO
Date: 8/25/2021
General Securities Representative ExaminationFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
