John Z. Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Zhuo Wang was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2021. John had worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2021 - October 6, 2023
IMC FINANCIAL MARKETS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 11/15/2021
Securities Trader ExamCurrent Firm
IMC FINANCIAL MARKETS
CRD#: 104143 / SEC#: , 8-52600
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
Red Flags
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