PW
Preston F. Woolf
FLORIDA FINANCIAL ADVISORS
Maitland, FL 32751
Some features on this profile are disabled
CRD#: 7428112
PW
Professional summary
Preston Foster Woolf is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Maitland, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Tampa, Florida.
Preston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Preston has worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
oFlorida Financial Advisors. Investment Related. Orlando, FL 32801. Nature of Business: RIA. Position: Financial Consultant. Start Date: 08/2021. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. oFlorida Financial Insurance. Not Investment Related. Orlando, FL 32801. Nature of Business: Fixed Insurance Sales. 08/2021. Hours per Month: 10 hours during trading. Duties: fixed insurance sales oTrinity Wealth Securities, LLC. Investment Related. Orlando, FL 32801. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 6/2022. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. oJust Cry Woolf Financial LLC. Not investment related. Orlando, FL 32806. Nature of Business: Rendering Services. Position: MGR. Start date: 6/27/2023. Hours per month: 1. Hours per month trading: 0. Owner of entity that utilizes my services and monitors my income from them.
CRS (Client Relationship Summary) - RIA
Click below to view Preston Foster Woolf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2021 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 555 Winderley Place 300, Maitland, FL 32751RIA
CRD#: 288811
Maitland, FL
Current
June 27, 2022 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634BD
CRD#: 104348
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/25/2021)
RR
Florida(6/27/2022)
IAR
Texas(11/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/27/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
