Phillip F. Saunders

JOSS BROWN WEALTH ADVISORS

Newport News, VA 23606

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CRD#: 7426564

Professional summary

Phillip Ferguson Saunders, CFP® is a registered financial advisor currently at JOSS BROWN WEALTH ADVISORS located in Newport News, Virginia.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Phillip has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Ferguson Saunders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

March 19, 2023 - Present

JOSS BROWN WEALTH ADVISORS

Office #1: 751 Thimble Shoals Blvd, Suite C, Newport News, VA 23606

RIA

CRD#: 324719

Newport News, VA

Past

August 17, 2021 - March 31, 2023

JOSS BROWN WEALTH ADVISORS, LLC

RIA

CRD#: 175481

Newport News, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOSS BROWN WEALTH ADVISORS

JOSS BROWN WEALTH ADVISORS | JOSS BROWN WEALTH ADVISORS GROUP LLC

CRD#: 324719 / SEC#: 801-127223

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2021

Uniform Investment Adviser Law Examination

Current Firm

JOSS BROWN WEALTH ADVISORS

JOSS BROWN WEALTH ADVISORS | JOSS BROWN WEALTH ADVISORS GROUP LLC

CRD#: 324719 / SEC#: 801-127223

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

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Contact information

Main Address

1321 Jamestown Road, Suite 201, Williamsburg, VA 23185

Mailing Address

Phone number

(757) 903-2127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (1/15/2025)

Regulatory assets under management

Total Number of Accounts	535
AUM (Assets Under Management)	$ 139,322,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip F. Saunders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Ferguson Saunders's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSS BROWN WEALTH ADVISORS

JOSS BROWN WEALTH ADVISORS, LLC

Primary Firm SEC Registration

JOSS BROWN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2021

Current Firm

JOSS BROWN WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOSS BROWN WEALTH ADVISORS

TRUST BUT VERIFY

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